Index of State of Delaware Business Licenses and Registrations
A broker-dealer, agent, investment adviser or investment adviser representative may obtain an initial registration by filing with the Director of the Investor Protection Division an application together with a consent to service of process pursuant to § 73-702 of the Delaware Code.
Find more information on the Delaware Attorney General’s site: https://attorneygeneral.delaware.gov/fraud/
This search covers most of the frequently requested licenses, certifications, registrations, and filings that the State of Delaware requires. However, this is not a fully exhaustive list of every possible requirement. Please consult with the appropriate state agencies to find out if there are additional requirements you must fulfill.
Related Topics: broker / dealer, Delaware Securities Act, investment adviser representative, Investor Protection, Securities Agents, Securities Brokers, Securities Investment, Securities Investment Firms