Delaware.gov logo
Listen to this page using ReadSpeaker

Delaware Business First Steps

Index of State of Delaware Business Licenses and Registrations





 Pages Tagged With: "Securities Investment"

Securities and Investment Firms, Brokers, and Agents

Firms, brokers, and agents selling securities must follow the Delaware Securities Act, Chapter 73 of the Delaware State Code and register with the Delaware Attorney General’s Office A broker-dealer, agent, investment adviser or investment adviser representative may obtain an initial registration by filing with the Director of the Investor Protection Division an application together with […]

Read More





First Steps Feedback



Let us know how we can make this page better.


If we have questions about your update, we might need to reach out to you.






+